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Free RES5 questions · 免费模拟题

RES5 Rules, Ethics & Skills — practice free, in two languages.

RES5 tests rules, ethics and skills for financial advisory work in Singapore — duties to clients, disclosure, fact-finding, and what a representative may and may not do. Most questions are scenario-based: they describe a situation and ask for the safest, most compliant action.

RES5 考的是新加坡财务咨询工作的规则、职业道德与技能——对客户的责任、披露、事实调查,以及代表可以做和不可以做的事。大部分题目是情景题:给你一个情况,问最合规、最安全的做法。

5 free below · 498 published RES5 questions in the full bank

Free RES5 sample · 免费试做

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Q1 · RES5 · Ch1 FAA/FAR Licensing · easy

A representative is still waiting to complete all required exams but is allowed to act under conditions for a limited period. Which status is most likely being tested?

Q2 · RES5 · Ch1 FAA/FAR Licensing · easy

Which statement best shows careful use of the word “independent” by a financial adviser?

Q3 · RES5 · Ch2 Conduct and Offences · easy

Before recommending a designated investment product, what type of information should a financial adviser disclose to the client?

Q4 · RES5 · Ch2 Conduct and Offences · easy

A client pays insurance money to a licensed financial adviser. What is the key control tested in RES5?

Q5 · RES5 · Ch1 FAA/FAR Licensing · easy

A person gives advice on life policies on behalf of a financial adviser. In RES5, what is the key licensing issue to check first?

How to study RES5 · 备考建议

Read for the duty first: ask "whose interest must come first here?" before looking at the options.

先找出题目在考哪一种责任:先问"这里谁的利益必须放第一?"再看选项。

Eliminate answers that maximise sales or skip documentation — RES5 almost never rewards them.

先删掉"为了多卖"或"跳过文件记录"的选项——RES5 几乎不会选它们。

Learn the English exam terms with a Chinese anchor (e.g. disclosure = 披露), then re-read the question in English.

用中文先记住英文考试词(例如 disclosure = 披露),再用英文重读题目,速度会快很多。

Common questions · 常见问题

Are these RES5 questions free? 这些题免费吗?

Yes — the sample questions on this page are free, no sign-up needed. 是的,本页的示范题完全免费,不用注册。

Do the explanations come in Chinese? 有中文解释吗?

Every question has an English explanation plus a Chinese helper note (中文解释), written for Chinese-first candidates.

How do I get the full question bank?

Register free, submit one useful contribution (your notes or a question) to unlock a 24-hour full-access trial, then subscribe from S$9.90/month to keep going. 注册后提交一份笔记即可解锁 24 小时全功能试用。

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